Webb21 dec. 2024 · We are introducing a package of measures to strengthening the role of a section 21 (s21) approver. We are also introducing a rule that firms communicating … Webb25 mars 2024 · PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards. We are setting out our final policy position on the Packaged Retail …
FCA Confirms New Rules to Improve Oversight of Appointed
WebbIn August the FCA issued PS22/11 (Improvements to the Appointed Representatives Regime). We note that although this policy statement is presented as final, the FCA is … Webb9 aug. 2024 · On 1 August 2024, the FCA published its final rules restricting the promotion of high risk investments to mass retail clients, in Policy Statement 22/10 on … build outdoor bbq pit
FCA Policy Statement 22/15: Improving outcomes in non …
Webb25 aug. 2024 · On 3rd August, the Financial Conduct Authority (FCA) published a Policy Statement (PS22/11) setting out the final rules for the Appointed Representative (AR) … Webb26 aug. 2024 · Principals also have to provide to the FCA annual complaints and revenue information for each of their ARs – this is expected to be required 60 days after the FCA … Webb26 sep. 2024 · The FCA have since published its Policy Statement ( PS22/10) – Strengthening our financial promotion rules for high-risk investments and firms … build outdoor bench with back